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Investigate and evaluate health and safety incidents and complaints in the workplace

  Level 3 NVQ Certificate in Occupational Health and Safety Unit:  Investigate and evaluate health and safety incidents and complaints in th...

 



Level 3 NVQ Certificate in Occupational Health and Safety

Unit: Investigate and evaluate health and safety incidents and complaints in the workplace


Question:

Explain the responsibilities of employers and

employees for health and safety as defined by legislation, to include:

a) own capabilities and scope in own job role.

b) the work areas and job roles where the

learner is carrying out the investigation.


Answer:


a)

Employer’s responsibilities:

·       make the workplace safe.

·       prevent risks to health.

·       ensure that plant and machinery is safe to use.

·       ensure safe working practices are set up and followed.

·       make sure that all materials are handled, stored and used safely.

·       provide adequate first aid facilities.

 

Employee’s responsibilities:

·       Take reasonable care of their own Health & Safety.

·       Take reasonable care of someone else's Health & Safety.

·       Use safety provisions correctly.

·       Co-operate.

 

b)

Individuals are able to investigate and report workplace incidents and complaints in accordance with legal and workplace requirements. By establishing prior to the investigation: the required documentation and support materials, the way people involved will be briefed to ensure understanding of the purpose and the expected outcome how people involved will have the opportunity to clarify any points about the investigation. Also carry out an investigation by gathering accurate and comprehensive information from the people involved in a supportive way and review for inconsistencies, thereby preparing a report containing details of incidents and complaints and forward to those requesting it in the agreed format, timescale and accordance with legal regulations and workplace requirements and be able to make recommendations as a result of workplace investigations. Furthermore, recommend improvements

 



Question:

Explain the workplace requirements for

conducting and reporting investigations including:

a) what hazards may exist in the workplace.

b) the importance of dealing with and promptly reporting risks.

c) workplace budgets in relation to carrying out an investigation.

d) roles of external regulatory and research organisations.


Answer:

A). The hazards that may exist in Workplace includes
 Exposure to Chemicals
Employees may be at risk of health hazards if their jobs include exposure to chemicals. Substances that can harm workers which includes fumes, gases, liquids, solids, dust, vapors and corrosives. 


The Risk of Fire
Fire is a risk for any organisation, no matter what type of company one is running. Knowing where the fire extinguishers are, holding fire drills and informing employees of the emergency escape routes will ensure safety.


Repetitive Use Injury
When an employees repeat the same actions throughout the day, such as typing or rolling dough, or washing windows, they are at risk of repetitive use injury. The parts of the body that suffer from repetitive use are the back, shoulders, forearms, wrists and hands. Ensuring adequate breaks from job duties can reduce the risk of injury.


Injury due to Electrical Hazards
People who work directly with electricity, including electricians and engineers, are at risk of injury; personnel who work with electrical equipment in the office are also at risk of injury. Even an office worker making a fix with power tools outdoors can sustain electrical injury during adverse weather. You can minimize the risk of injuries by using one extension cord or power strip per connection, keeping liquids clear of electrical equipment and conducting regular safety examinations.


 Accidental Falls and Falling Objects
If an employee works at elevated heights, they may be at risk of accidental falls. Anytime objects are stored at or above head level, there is a risk of injury caused by falling objects. Wearing safety gear including a hard hat or harness, and installing guardrails or a safety net can reduce the risk of injury. Instruct employees on the safe use of equipment

 

B.) The importance of Dealing and promptly reporting of risk is a very vital thing at work place. As part of managing the health and safety of your business, one must control the risk at work place. To do this one need to think about what might cause harm to people and decide whether one is talking reasonable steps to prevent that harm. This process is known as risk assessment and it is something that is required by law to carry out.
In reporting risk any paperwork one produce should help you to communicate and manage the risk at workplace for most people this does not need to be a big exercise. Just to note the main points down about the significant risk and what one concluded.
A risk assessment must be suitable and sufficient i.e it should show that
A proper check was made.
You asked who might be affected
You dealt with all the obvious significant hazards taking into account the number of people who could be affected
The Precautions are reasonable, and the remaining risk is low rate
Employees representative should always be involved in the process.

 

C) Workplace budgets in relation to carrying out an investigation:

Budgets may include costs of external help and advice, administration costs, cost of management and employee time, cost of any lost production. While Observation of real work activities should be a prime source of evidence

 

D).Roles of external regulatory and research organisations:

While the improvement of working conditions and environment will normally be part of national policy to further economic development and social progress in accordance with national objectives and priorities, a measure of international harmonization is necessary to ensure that the quality of the working environment everywhere is compatible with workers’ health and welfare, and to assist Member States to this effect. This is, essentially, the role of the UN system in this field.

Within the UN system, many organizations and bodies play a role in the improvement of the working conditions and the working environment. The International Labour Organization (ILO) has a constitutional mandate to improve working conditions and environment to humanize work; its tripartite structure can ensure that its international standards have a direct impact on national legislation, policies and practices and is discussed in a separate article in this chapter.
The World Health Organization (WHO) has a mandate in occupational health derived from its Constitution, which identified WHO as “the directing and coordinating authority on international health work”, and stated WHO’s functions which include the “promotion of ...economic and working conditions and other aspects of environmental hygiene”. Additional mandates are derived from various resolutions of the World Health Assembly and Executive Board. WHO’s occupational health programme aims to promote the knowledge and control of workers’ health problems, including occupational and work-related diseases, and to cooperate with countries in the development of health care programmes for workers, particularly those who are generally under serviced. The WHO, in collaboration with the ILO, UNEP and other organizations, undertakes technical cooperation with Member States, produces guidelines, and carries out field studies and occupational health training and personnel development. The WHO has set up the GEENET—the Global Environmental Epidemiology Network—which includes institutions and individuals from all over the world who are actively involved in research and training on environmental and occupational epidemiology. The International Agency for Research on Cancer (IARC) has been established as an independent research institute, but within the framework of the WHO. The statutes of the Agency set out its mission as “planning, promoting and developing research in all phases of the causation, treatment and prevention of cancer”. Since the start of its research activity, the Agency has devoted itself to studying the causes of cancer present in the human environment, in the belief that identification of a carcinogenic agent was the first and necessary step towards reducing or removing the causal agent from the environment, with the aim of preventing cancer that it might have caused. The Agency’s research activities fall into two main groups—epidemiological and laboratory-based experimental but there is considerable interaction between these groups in the actual research projects undertaken.
Besides these two organizations with a central focus on work and health, respectively, several UN bodies include health and safety matters within their specific sectoral or geographical functions  

 


Question:

Explain how to write actions plans and: a) apply analytical techniques. b) requirements for maintaining confidentiality of reports.

Answer:

A) Analytical techniques to Implement a Safety Action Plan

An action plan is a checklist for the steps or tasks one needs to complete in order to achieve the goals set. 
It’s an essential part of the strategic planning process and helps with improving teamwork planning. Not only in project management, but action plans can be used by individuals to prepare a strategy to achieve a safe goal as well by thus ;
Step 1: Identify all the hazards: ...
Step 2: Establish who is responsible for eliminating each hazard
Step 3: Plan a course of action to remove the hazards
Step 4: Take the necessary corrective actions to eliminate the hazards
Step 5: Establish a system to prevent the hazard from returning

B) Requirements for maintaining confidentiality of reports.
Develop written confidentiality policies and procedures: Every business/organization should have a written confidentiality policy (typically in its employee handbook) describing both the type of information considered confidential and the procedures employees must follow for protecting confidential information. At the very least, which recommends that employers adopt the following procedures for protecting confidential information:
Separate folders should be kept for both form I-9s and employee medical information.
All confidential documents should be stored in locked file cabinets or rooms accessible only to those who have a business “need-to-know.”
All electronic confidential information should be protected via firewalls, encryption and passwords.
Employees should clear their desks of any confidential information before going home at the end of the day.
Employees should refrain from leaving confidential information visible on their computer monitors when they leave their work stations.
All confidential information, whether contained on written documents or electronically, should be marked as “confidential.”
All confidential information should be disposed of properly (e.g., employees should not print out a confidential document and then throw it away without shredding it first.)
Employees should refrain from discussing confidential information in public places.
Employees should avoid using e-mail to transmit certain sensitive or controversial information.
Limit the acquisition of confidential client data (e.g., social security numbers, bank accounts, or driver’s license numbers) unless it is integral to the business transaction and restrict access on a “need-to-know’ basis.
Before disposing of an old computer, use software programs to wipe out the data contained on the computer or have the hard drive destroyed.
A confidentiality policy should also describe the level of privacy employees can expect relating to their own personal property (e.g., “for your own protection, do not leave valuable personal property at work and do not leave personal items — especially your purse, briefcase or wallet — unattended while you are at work”) and personal information (e.g., “your medical records are kept in a separate file and are kept confidential as required by law”).
Finally, all businesses/organizations should have their confidentiality policies reviewed to ensure compliance with state law. For example, the New York Employee Personal Identifying Information Law, which became effective January 3, 2009, requires the creation of policies and procedures to prevent the prohibited use of “personal identifying information” and requires employers notify employees of such policies and procedures.
Train management and employees on confidentiality policy: Oftentimes, simply having a written confidentiality policy is not enough. In order for the confidentiality policy to be effective, managers, supervisors and employees must be educated on confidentiality issues and the company’s policies and procedures. Management and employees should be allowed an opportunity to ask questions about the policies, and everyone should be trained to avoid putting sensitive information in e-mails. Many companies and organizations include this training as part of the new-hire/orientation process.
Management should also be instructed as to the proper way of communicating with the company’s inside and outside counsel so as to ensure that certain work-related documents and e-mails are protected by the attorney-client privilege.
Enforce Confidentiality Policy:
This is one of the most important steps a business/organization can take to protect its confidential information, and unfortunately, it’s oftentimes the one step that is ignored. All the policies, procedures and training in the world will not matter if those policies and procedures are not enforced. In order for a confidentiality policy to have “teeth,” employees who violate the policy must be disciplined in accordance with an employer’s corrective action procedures.


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